Standards, evaluative criteria and benchmarks

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Standards, evaluative criteria, or benchmarks refer to the criteria by which an evaluand will be judged during an evaluation.

These can be developed as part of the evaluation process, which involves identifying the values of stakeholders, or relevant existing standards, criteria or benchmarks can be used.

‘Standard’ can refer to an aspect of performance, or to the level of performance, or to a combination of both. The level of performance can be specified tightly or described in terms that will vary according to the context. These standards can be considered minimum levels required, or levels required to be considered ‘best practice’.

For example, the SPHERE standards for Humanitarian Aid refer to an aspect of performance (access and water quantity) and to the level of performance (sufficient quantity, sufficiently close) without being prescriptive:

Water supply standard 1: Access and water quantity: All people have safe and equitable access to a sufficient quantity of water for drinking, cooking and personal and domestic hygiene. Public water points are sufficiently close to households to enable use of the minimum water requirement.

By comparison, the Better Business Bureau’s Standards for Charity Accountability refer to an aspect of performance (finance) and to the level of performance (which is tightly defined):

FINANCES: This section of the standards seeks to ensure that the charity spends its funds honestly, prudently and in accordance with statements made in fundraising appeals. To meet these standards, the charitable organization shall 'spend at least 65% of its total expenses on program activities'.

Michael Scriven’s Logic of Evaluation uses the term ‘standards in a different way – it begins by identifying evaluative criteria (aspects of performance), and then criteria (levels of performance), and then collecting evidence of performance and synthesizing it.

Benchmarking involves a process of comparing one’s own performance to an appropriate comparison which might be the industry standard or a similar organization.

Examples

The Humanitarian Charter and Minimum Standards for Disaster Response (SPHERE) sets out the standards for the global community to respond to communities affected by disaster. The SPHERE project was launched in 1997 by a group of humanitarian NGOs and the Red Cross and Red Crescent movement. The Sphere Project provides a set of guidelines that are set out in the Humanitarian Charter and Minimum Standards in Disaster Response (commonly referred to as the Sphere Handbook).

Hygiene promotion standard 1: Affected men, women and children of all ages are aware of key public health risks and are mobilised to adopt measures to prevent the deterioration in hygienic conditions and to use and maintain the facilities provided.

The Evaluation team that conducted the Independent Completion Report for the Fiji Education Sector Program for AusAID used the five OECD-DAC development evaluation criteria to come to an assessment of the merit and worth of the program. The team added the following three criteria to the usual five:

Advice for choosing this method

Decide first what you are trying to do, and who are the intended beneficiaries of the results.

Advice for using this method

Resources

Examples

The Sphere Handbook, 2011 edition. Each standard outlined in the handbook includes key actions, key indicators and guidance notes. The Handbook is also available in Arabic, German and Russian languages.

Evaluating Development Co-Operation Summary of Key Norms and Standards is a set of core principles for evaluation of development assistance adopted by the OECD DAC in 1991 and are at the heart of the Evaluation Network's approach to evaluation.

This document is a 44-page independent evaluation of AusAID's assistance to the Fiji Education sector over the period of 2003-2009. The success of the program was rated on the following criteria:

Guides

Sets the rules for legitimate and effective standard-setting processes, thereby increasing the credibility of the resulting standard. It applies to all standards that promote improvement in social and environmental practices.

[Feature image: Christopher Meredith Flickr]

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